Proceedings in Court

 

 Endangered large

Digital materials generated through legal proceedings in court.

Digital Species: Legal Data

Trend in 2022:

No change No Change

Consensus Decision

Added to List: 2017

Trend in 2023:

No change No Change

Previously: Endangered

Imminence of Action

Action is recommended within three years, detailed assessment within one year.

Significance of Loss

The loss of tools, data or services within this group would impact on people and sectors around the world.

Effort to Preserve | Inevitability

It would require a major effort to address losses in this group, possibly requiring the development of new preservation tools or techniques.

Examples

Digital records of proceedings; digital records of rulings, and all manner of quasi-judicial proceedings and tribunals.

‘Critically Endangered’ in the Presence of Aggravating Conditions

Loss of context; loss of integrity; external dependencies; poor storage; lack of understanding; churn of staff; significant or diversity of data; poorly developed specifications; ill-informed records management; poorly developed transfer protocols; poorly developed migration or normalization; longstanding protocols or procedures that apply unsuitable paper processes to digital materials.

‘Vulnerable’ in the Presence of Good Practice

Well managed data infrastructure; preservation enabled at ingest; carefully managed authenticity; use of persistent identifiers; finding aids; well managed records management processes; recognition of preservation requirements at highest levels; strategic investment in digital preservation; preservation roadmap; participation in the digital preservation community.

2023 Review

This entry is a subset of a previous 2019 entry, ‘Proceedings and Evidence in Court,’ which was itself created as a subset of entry in 2017 for ‘Digital Legal Records and Evidence.’ The 2021 Jury split ‘Proceedings and Evidence in Court’ into two more discrete entries to highlight their distinct preservation challenges and risk profiles. This entry includes court proceedings and recognizes that courts have a responsibility to provide robust preservation that ensures the authenticity of these records. The 2022 Taskforce noted no change to the trend.

The 2023 Council agreed with the Endangered classification with the overall risks remaining on the same basis as before (no change to the trend).

Additional Comments

Recordings of proceedings in court may include the AV recording of the court session, which may pose particular preservation risks associated with the video files.

Temporary courts are continuing to gradually close and decisions about preservation and management of their archives are being made hurriedly and at the last minute. Some of the decisions are placing materials at high risk due to; materials being split all over the place.

including to entities with no capacity or capability to preserve them, a seeming lack of understanding that preservation and management of the archives has no completion date, an unwillingness to invest in preservation or a drive to keep costs low which is resulting in negative implications for preservation, hurried choices on preservation measures which are not allowing for proper testing of approaches to safeguard authenticity and legal admissibility (e.g. extracting digital data from complex systems in formats that can then potentially not be restored.

Standard Records Management processes within designated agencies should be able to take care of the preservation of materials like this but given that it is likely to involve complex types of data, such agencies may not be equipped to deliver preservation effectively. It is surprising that courts are not more prominent in the digital preservation community, where solutions now exist.

Case Studies or Examples:

  • The Special Tribunal of Lebanon 14th Annual Report (2022-2023), which touches on the above comments concerning the planning and approaches developed and agreed between the United Nations and the Government of Lebanon to guide the Special Tribunal to ensure the completion of the Tribunal’s residual functions, including the management and preservation of the records and archives of the Special Tribunal. Special Tribunal for Lebanon (2023) ‘Special Tribunal for Lebanon 14th Annual Report (2022 - 2023). Available at: https://www.stl-tsl.org/sites/default/files/documents/annual-reports/STL_Annual_Report_2022-2023.pdf [accessed 24 October 2023].


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